Corporate Culture – Syndicated Capital, Inc.

No time like the present to join us.

Whether you are a seasoned professional at a wire-house ready to become a respected independent investment executive or already independent and want to serve your clients without unnecessary obstructions, Syndicated Capital is your solution.

The right tools for the right job.

Sometimes clients need more than traditional products and services. We can offer more through our network of affiliates.

A committed team.

Tools aren't any good if the knowledge and experience are missing. With decades of experience under our belt, we can be there to assist you when you need it.

Anytime, anywhere.

Regardless of our client’s location, our mission is to provide them with prompt service. We use Pershing's NetX360 web based program, accessible 24/7 anywhere you are.

Make business happen.

Our culture is founded upon one basic principle: fulfilling each client’s investment needs. From our wealth of resources to exceptional customer service, our goal is to exceed the norm so that our customers can achieve their goals.

Individual Attention

We respect the individual. We are flexible and receptive to your ideas; communicating is easy. We have a friendly, yet professional atmosphere. In addition to maintaining an open dialogue with the back office, we provide you with updates so you stay informed.

Independence

Whether you are just starting out or a veteran of the industry, we offer you independence to conduct your practice in your own style and pace. We mean it - we don't believe in quotas. We mold to your approach and help your practice grow at a distance you decide, while maintaining your freedom to manage your branch or practice.

Transitional Support & Growth

We will guide you through the Automated Customer Account Transition (ACAT) and resources to inform your clients. Our network of third party firms can help reshape your image and develop your practice with marketing and sales services. We offer training and sponsor Series tests to get you in the loop.

Problem Solving

With preemptive problem solving, you won't be disrupted by unnecessary complications. We develop solutions and respond quickly whenever inevitable issues arise. We liberate you from the constraints of persistent problems, so you can focus on the well-being of your clients.