Syndicated Capital, Inc.

Talk to someone who knows the whole process.

SynCap, established in 1991, is a boutique broker/dealer headquartered in Santa Monica, California.

We are small but mighty. All of our service team members are fully licensed principals, with decades of experience in compliance and operations.
Grow with Us

We strive to offer the latest products and services for an ever-changing marketplace, whether you're a Wealth Management client or a Corporate one.

Get Supervised

We know where audits will hit and what you need to be prepared. We can guide you and supervise you so you're in compliance.

Diversified Expertise

Everyone has to start out somewhere. We have the tools to get you started and help you through where you end up. Wealth management is the long game, let us caddy.

0 Years of Experience

We're not as young as we look, but we aren't as old as we feel. We continue to educate ourselves on new strategies, new ideas, and new products every day.

0 Hours in a Day

We might not be open 365 days a year but we're in the game 365. We don't clock out until issues get resolved. Count on us.

0 Great Team

We're bound by more than a salary here. We're practically related. We support each other 100%, just like we do for you.

Our process

Efficiency is paramount, and it all starts at Step 1.
  • 1

    Who are you

    Let's get together and discuss exactly who you are, what your needs are, and where you want to go.

  • 2

    Plan a strategy

    It's hard to get to a place if you don't know where you're going. Let us help you create a roadmap, and discuss any obstacles that might be headed your way.

  • 3

    Monitor the portfolio

    The stock market changes every day, and on most days, it's a wait-and-see mentality. We will monitor the strategy in place to make sure we are meeting your goals together.

  • 4

    Rebalance as needed

    Sometimes wait-and-see isn't the best plan. We re-evaluate your portfolio as needed to make sure you stay on track.

Headquarters

21671 Gateway Center Dr., Suite 111
Diamond Bar, CA 91765(310) 751-7098serviceteam@syndicatedcapital.com

Hours

Monday-Friday9:15a-6:00p (EST)
6:15a-3:00p (PST)
Weekends/Federal HolidaysClosed